WebGlobal OTC Archipelago Trading Services, Inc. Chicago, IL Hiive Markets Limited Hiive New York, NY HTD-ATS Hartfield, Titus & Donnelly, LLC Jersey City, NJ ... OTC Link LLC OTC Link ATS New York, NY OTC Link NQB IDQS New York, NY Prometheum Ember ATS Inc. Prometheum ATS; PEATS New York, NY Provable Markets LLC New York, NY WebThe penny stock rules under the Exchange Act require broker-dealers engaging in certain over the counter transactions in low-priced stocks to provide customers with specified information. See Securities Exchange Act Release No. 30608 (April 20, 1992), 57 FR 18004 (April 28, 1992). The penny stock rules permit a broker-dealer to fulfill some of these …

OTC Markets Group Expands Global Footprint in Europe with …

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Amended SEC Rule 15c2-11 Impact A more transparent, …

WebOTC Markets Group operates the OTCQX® Best Market, the OTCQB® Venture Market, and the Pink® Open Market for 10,000 US and global securities. Connect to a diverse … WebGlobal OTC is an Alternative Trading System (“ATS”) registered with the U.S. Securities and Exchange Commission (“SEC”) and operated by Archipelago Trading Services, Inc. (“ATSI”), a broker -dealer registered with the SEC and a member of the Financial WebOTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX® Best Market, the OTCQB® Venture Market and the Pink® Open Market for 10,000 U.S. and global … breath easy radon solutions