WebCHAPTER I - COMMODITY FUTURES TRADING COMMISSION; PART 1 - GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT; 17 CFR Part 1 - GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT . CFR ; prev next. Definitions (§§ 1.1 - 1.9) § 1.1 [Reserved] § 1.2 Liability of principal for act of agent. WebNavigate by entering citations or phrases (eg: 1 CFR 1.1 49 CFR 172.101 Organization and Purpose 1/1.1 Regulation Y FAR). Choosing an item from citations and headings will bring you directly to the content. Choosing an item from full text search results will bring you to those results. Pressing enter in the search box will also bring you to ...
eCFR :: 17 CFR Chapter I -- Commodity Futures Trading …
WebAug 15, 2016 · On May 23, 2012, the U.S. Commodity Futures Trading Commission (“ Commission ” or “ CFTC ”) and the U.S. Securities and Exchange Commission (“ SEC ”), pursuant to their statutory directive under Section 721 of the Dodd-Frank Act, 1 jointly issued CFTC Regulation 2 (“ Regulation ”) 1.3(ggg) defining the term “swap dealer” and ... WebJul 9, 2024 · Also, as required by Regulation 1.16 of the Commodity Futures Trading Commission (“CFTC”), we have made a study of the practices and procedures followed by the Company, including consideration of control activities for safeguarding customer and firm assets. This study included tests of such practices and procedures that we unexplained bruising on shins
17 CFR § 1.3 - Definitions. - LII / Legal Information …
WebApr 11, 2014 · In December 2012, the CFTC issued the final form of Regulation 1.35 under the mandate of the Commodity Exchange Act. The regulation set forth recordkeeping … WebCommodity Futures Trading Commission (CFTC) in regulation 17 C.F.R. § 1.31(b)-(c), which regulates commodity futures trading. It is Cohasset’s opinion that Glacier, when properly configured and utilized in conjunction with Vault Lock to store and retain record s in non-erasable and non-rewriteable format, WebFeb 10, 2012 · The Commodity Futures Trading Commission (CFTC) announced on February 9 the adoption of final rules that significantly curtail the ability of registered investment companies to claim relief under CFTC Rule 4.5 as well as the rescission of the exemption from commodity pool operator (CPO) registration contained in Rule 4.13 (a) … unexplainable scratches on body